Investment Advisers

Related by string. Investments Advisers * investment . investments . INVESTMENT : Real Estate Investment Trusts . Seven Summits Strategic Investments / advisers . ADVISERS : Macroeconomic Advisers LLC . Bingham Legg Advisers * KDP Investment Advisers . Investment Advisers StanCorp . Investment Advisers Lp . Investment Advisers Llc . PennantPark Investment Advisers *

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(Click for frequent words.) 60 Advisers Act 52 Investment Advisors 51 FAIS Act 49 Form ADV 49 subadvises 48 StanCorp Investment 48 fiduciary 48 subadvisory 47 SSgA Funds Management 47 Stoker Ostler Wealth Advisors 47 Fiduciary Asset Management 47 subadviser 47 NASD Rule 46 IXIS Asset Management 46 WisdomTree Trust 46 Wealth Management 46 Altegris Advisors 46 Fiduciary 46 subadvised 46 UCITS III 46 HighTower Advisors LLC 46 mutual fund 46 Trusco 46 hedge fund 45 Batterymarch Financial Management 45 ING Clarion Real Estate 45 BNY Capital Markets 45 WealthTrust 45 Advisers LLC 45 Investment Advisor 45 Harding Loevner 45 QPAM 45 CurrencyShares Trusts 45 Intermediary Services 45 Investment Counsel 45 INVESCO Institutional NA 44 Investment Management 44 Invesco Advisers Inc. 44 FOLIOfn Investments Inc. 44 RiverSource Investments LLC 44 broker dealer 44 Asset Management 44 PMFM 44 subadvisors 44 MML Investors Services 44 ProShares ETFs 44 dually registered 44 Advisors LLC 44 broker dealers 44 Invesco Institutional 44 Large Cap Growth 44 Investment Adviser 44 Gratio Values Fund 44 BNY Mellon Capital Markets 44 Securities 44 Jennison Associates 44 Advisor LLC LMPFA 44 NASDAQ GROW boutique 44 securities 44 ProFund Advisors LLC 44 CSCA Capital 44 Robeco Investment 44 MFC GIM 44 Mariner Wealth Advisors 44 Member FINRA 44 Rule #A promulgated 44 Wealth Advisors LLC 43 Linsco Private Ledger 43 Member FINRA SIPC 43 FINRA broker dealer 43 Calamos Asset Management 43 Seligman Advisors 43 Mutual Funds 43 Pyramis Global Advisors 43 ProFunds Group 43 Securian Financial Services 43 FATCA provisions 43 JPMorgan Asset Management 43 Whitebox Advisors LLC 43 Rembert Pendleton 43 ProShare Advisors LLC 43 RiverFront Investment Group 43 UCITS 43 Inc. HSBSB 43 ERISA fiduciary 43 RiverSource 43 Ucits 43 Trimark Fund 43 RidgeWorth 43 Limited Duration 43 Rule 2a 43 SEC Rule #a 43 mutual funds 43 PFICs 42 Claymore Advisors 42 Vanguard Quantitative 42 Rydex Funds 42 Mid Cap Value 42 AXA Rosenberg 42 Wealth Advisors 42 Rule 2a 7 42 BNY Asset Management 42 Financial Services 42 Gabelli Funds LLC 42 CI Investments 42 Nasdaq EPHC 42 SGAM UK 42 theSecurities Exchange 42 Quantitative Equity 42 Articles L.# 1 42 SOX Sarbanes Oxley 42 Bing Waldert 42 Placemark 42 Ameriprise Financial 42 FTAM 42 Vantagepoint Funds 42 hedge funds 42 PFPC Distributors Inc. 42 Small Cap Core 42 Mutual Funds Regulations 42 AllianceBernstein 42 Van Kampen Investments 42 Mid Cap Growth 42 Rule #b# 42 Franklin Templeton Institutional 42 SecuritiesExchange Act 42 Siebert Capital Markets 42 Allegiant Asset Management 42 Friess Associates 42 GunnAllen Financial 42 Multistrategy 42 ANZ Custodian 42 AIFs 42 multistrategy hedge fund 42 NOT FDIC INSURED 42 Servicing Agent 42 subadvisor 42 Member NASD 42 PMFM Inc. 42 JPMAM 41 Marketocracy Capital 41 MDT Advisers 41 Foreign Institutional Investor 41 multistrategy 41 JovInvestment 41 GoldenTree Asset Management 41 Wealth Strategies 41 MainStay Funds 41 Altegris 41 Longleaf Partners Funds 41 WHG LargeCap Value 41 Lobbyist Registration 41 Investment 41 Hyperion Brookfield Asset Management 41 Bjurman Barry 41 accounts GAMCO Asset 41 Invesco Trimark Ltd. 41 Hartford Mutual Funds 41 RJFS 41 multimanager 41 Exemption Notice 41 Rafferty Asset Management 41 Private SecuritiesLitigation Reform Act 41 Analytic Investors 41 Multi Strategy 41 Subchapter M 41 PrivateSecurities Litigation Reform Act 41 Global MegaTrends Fund 41 Wasatch Advisors 41 Artio Global Management 41 Fiduciary# 41 Inc. www.usfunds.com 41 LRG Capital Group 41 Harris myCFO Investment 41 Subadviser 41 Northwater 41 Tontine Associates 41 AFBA 5Star 41 SMSF 41 Large Cap Equity 41 Phoenix Zweig Advisers 41 Columbia Wanger Asset 41 Crestone Capital 41 FAIS 41 GFIA 41 Triad Advisors 41 FINRA 41 Placemark Investments 41 PennantPark Investment Advisers 41 Cayman domiciled 41 MKP Capital 41 Touchstone Advisors 41 Peritus Asset Management 41 UPMIFA 41 RENN Capital 41 GSAM 41 TDAM 41 Wealth Advisers 41 UMBFS 41 AXA Advisors LLC 41 Invesco AIM 41 NWQ 41 Dain Rauscher 41 Mackenzie Cundill 41 Rule #c 41 LPL Financial Member FINRA 41 Callan Associates 41 Virtus Investment Partners 41 CRAFund Advisors 41 Ameriprise 41 AllianceBernstein LP 40 Cap Value 40 Fiduciary Standard 40 BNY Mellon Wealth Management 40 NorthPoint Trading Partners 40 KBSH 40 Small Cap Equity 40 issuer registrant 40 Saffron Asset 40 GunnAllen Financial Inc. 40 Advisors 40 MAY LOSE VALUE 40 EKN Financial Services 40 TD AMERITRADE Clearing 40 Proprietary Trading 40 Eze Castle Transaction 40 AML BSA 40 NOT BANK GUARANTEED 40 MGL c 40 Institutional Client 40 PriceMetrix 40 Capital Advisors 40 commingled trusts 40 Investment Intermediaries 40 Structured Products 40 Transamerica Asset Management 40 registered broker dealer 40 Ucits III 40 Brookstreet Securities 40 investment advisors RIAs 40 Employee Benefit Assets 40 theSecurities Act 40 Captive Insurance Companies 40 SEC Rule #b 40 joint bookrunning 40 SEI Investments Distribution 40 Remium 40 FoHF 40 Fiduciary Trust 40 RMR Funds 40 Northland Capital Markets 40 Rules #b# 40 de minimis exception 40 Closed End Funds Declare 40 AIM AIM Trimark 40 Froley Revy Investment 40 NO BANK GUARANTEE 40 Ascensus 40 Tudor Ventures 40 Touchstone Investments 40 Gabelli Funds 40 NYLIM 40 Member SIPC 40 Curian Capital LLC www.Curian.com 40 Hedgeweek 40 Ucits compliant 40 Funds Distributors 40 ERISA 40 Van Kampen Funds 40 Fidelity Investments Vanguard 40 eVestment Alliance 40 Investments 40 CS Tremont 40 Rule #A 40 SciVest 40 LaBranche Structured Products 40 Multi Cap 40 QDIA 40 subadvisers 40 Virtus Mutual Funds 40 GPAM 40 Pantheon Ventures 40 Philip Barach 40 FINRA Rule 40 Vanguard Inflation Protected 40 CLO #-# 40 Salomon Brothers Asset Management 40 RidgeWorth Funds 40 ALPS Distributors Inc. 40 SponsorMatch 40 Lyxor AM 40 Luxembourg domiciled Sicav 40 Separate Accounts 40 LMCM 40 Securi ties 40 Mid Cap Core 40 exemptive 40 Magnetar Capital 40 FundQuest Incorporated registered 40 Highfields Capital 40 Ridgeworth Investments 40 Schwab Capital Markets 40 Taxable Fixed Income 40 FINRA SIPC 40 NASD 40 QFII scheme 40 PBHG Funds 40 JennisonDryden 40 wirehouses 40 Form U4 40 S. Bleichroeder Advisers 40 tracker Morningstar 40 EarlyBirdCapital Inc. 40 Multi Cap Value 39 Wealth Advisor 39 Managed Funds 39 Sandelman Partners 39 Rule #a [002] 39 Cartesian Capital 39 AXA Advisors 39 Calamos Advisors 39 Janus Adviser 39 TimesSquare Capital Management 39 Betsy Chirambo 39 Large Cap Value 39 CUSO Financial 39 Large Cap Core 39 JFSC 39 AIM Trimark Investments 39 Barry Hildred 39 Pruco Securities 39 Trainer Wortham 39 de minimis exemption 39 FMR Corp. 39 IRA Rollover 39 Urdang Capital 39 Multi Strat 39 Investment Alternative QDIA 39 America marketFLEX 39 Private Securities Reform Act 39 Services LLC HmyCFO 39 Vanguard GNMA 39 Quasar Distributors LLC 39 ETFS Platinum Trust 39 Sicav 39 Disclaimer ETF Database 39 Standish Mellon Asset Management 39 CRE collateralized debt 39 Floating Rate Trust 39 Instalment Warrants 39 Mr. Paulenoff opinions 39 FundQuest Incorporated Registered 39 Hancock Advisers 39 Franklin Templeton 39 Asset Allocation 39 AllianceBernstein Holding 39 Viriathus Capital 39 IRA rollovers 39 Wire Wager 39 Scudder RREEF Real Estate 39 Unit Trusts 39 NASD Dispute Resolution 39 MSc Qualified Person 39 LLC LAM 39 BH Macro 39 Real Estate Settlement Procedures 39 Segregated funds 39 Howson Tattersall 39 Acadian Asset Management 39 Cohanzick Management 39 GenSpring 39 Knut Rostad 39 LRG Capital 39 Securities Act 39 AXA Rosenberg Investment 39 INTECH Investment Management 39 Probitas Partners 39 Sub Advised 39 Qualified Intermediary 39 Fam. Code § 39 exemptive orders 39 INVESCO Real Estate 39 Cerulli Associates 39 ARS § 39 Palaveev 39 Manulife Mutual Funds 39 #g# 2 39 AMLI Residential 39 Private Client 39 Robeco Sage 39 CR Intrinsic Investors 39 convertible arbitrage 39 Vantagepoint 39 AKF Consulting 39 NYSE Arca Equities 39 Dodd Frank 39 Hedged Equity 39 Wealthcare Capital 39 NatCity Investments 39 Froley Revy 39 Cornerstone Real Estate 39 Trust AMEX FTF 39 Liability Risk Retention 39 Institutional Asset Management 39 Laurus Valens 39 OptiMix 39 TDX Independence Funds 39 Schwab Advisor 39 Altegris Investments 39 fi# 39 Knight Libertas LLC 39 Disciplined Value 39 Alternative Asset Management 39 BullTrade Corp. 39 Credit Suisse Tremont Investable 39 Federated Kaufmann Fund 39 Franklin Templeton Distributors 39 summary prospectuses 39 KBS Realty Advisors 39 DoubleLine Funds Trust 39 Capmark VII 39 SEBI Regulations 39 Responsible Entity 39 CDC IXIS Asset Management 39 Kochis Fitz 39 DWS Dreman Value 39 Rule #h 39 HighMark Capital Management 39 Opteum 39 Tax Exempt 39 securities laws 39 INVESCO Institutional commenced 39 Bluecrest Capital 39 Investacorp Inc. 39 BlueCrest Capital Management 39 Money Laundering Regulations 39 CI Mutual Funds 39 PineBridge Investments 39 Fiduciaries 39 Sinopia 39 Diversified Equity 39 Asset Allocation Funds 39 ALPS Distributors 38 EARNEST Partners 38 Rogerscasey 38 SSgA 38 Ameriprise Financial Inc. 38 SPIAS 38 Accredited Investor 38 subaccounts 38 LBPE 38 RetirementReady 38 Boussard & 38 LLC Member SIPC 38 Nuveen HydePark 38 INVESCO PLC 38 AFBA 38 Stable Value 38 www.FidelitySouthern.com 38 brokersXpress LLC Member 38 Absolute Return Strategies 38 AllianceBernstein Holding LP 38 Edelweiss MF 38 FOLIOfn 38 Dimensional Fund Advisors 38 Rule #g# 2 38 Trust ETFS Silver 38 Littlebanc Advisors LLC 38 Equity Fixed Income 38 distributable earnings 38 Balyasny Asset Management 38 Envestnet 38 investible assets 38 RiverNorth 38 CDO #-# Ltd. 38 Aim VCT 38 MSSB 38 Health Underwriter RHU 38 Nuveen Asset Management 38 Nicholas Applegate 38 Columbia Glbl Value 38 NRSRO ratings 38 Seix Investment Advisors 38 Rule #c# [001] 38 Wealth Preservation 38 Invesco Ltd. 38 brokerage 38 Asset Management Pte 38 Aust Rim 38 UMB Asset Management 38 file FBARs 38 Corporations Act 38 FFIs 38 MF Declares Dividend 38 LSV Asset Management 38 UCITS Directive 38 thePrivate Securities Litigation Reform 38 member NASD SIPC 38 McLean Budden 38 IIROC Dealer Member 38 Ixis Asset Management 38 Conversus 38 ASPPA 38 CapStreet Group 38 Luxembourg domiciled 38 Section #-#-# [005] 38 ALPS Advisors 38 ClearBridge Advisors LLC 38 Brookfield Multiplex Capital 38 Commodities FICC 38 Rydex Specialized Products 38 KBRO 38 AMVESCAP PLC 38 KBS REIT 38 ETF Portfolios 38 ICON Advisers 38 NAPFA 38 REMICs 38 Laudus 38 Rydex SGI 38 Hyperion Brookfield 38 Zweig Advisers LLC 38 UCITS compliant 38 KBSH Capital Management 38 PNC Capital Markets 38 Genesys Wealth 38 Dividend Income Fund 38 Faircourt Asset Management 38 Braver Stern Securities 38 Insured Municipal Bond 38 ChFC 38 ALPS Fund 38 Remium AB 38 Special Situations 38 ProFunds mutual funds 38 InvestorForce 38 BHCs 38 Truepoint Capital 38 Invesco Trimark 38 Fiduciary Advisors 38 Financial Stability Improvement 38 UBS Warburg LLC 38 Investment Managers 38 See www.Gen2Media.com 38 Remuneration Code 38 Butterfield Fulcrum 38 UITs 38 ValueAct Capital Master 38 Ventures ACV 38 Bonds.com 38 AIFMs 38 MBL REALTY INVESTMENT MANAGEMENT 38 ETFS Silver Trust 38 HedgeWorld 38 AIM Investments 38 Section #AB 38 Ramius Advisors 38 FoFs 38 Asset Managers 38 Van Kampen Asset Management 38 FBAR filing 38 LLC Artio Global 38 Proposing Release 38 HighTower 38 Trimark Global 38 Beutel Goodman 38 USAllianz 38 Grantham Mayo 38 QRMs 38 KBS Real Estate 38 EFX Prime 38 DGCL 38 Citco Fund 38 Cushing MLP 38 Balanced Income 38 Mirador Consulting 38 Ucits III compliant 38 YieldQuest 38 Riverbridge Partners 38 Chardan Capital Markets 38 Fixed Income 38 Brandes Investment Partners 38 AIFM 38 Private Securities LitigationReform Act 38 paraplanner 38 SIFT Rules 38 Fairholme Capital 38 Bluefin Specialist 38 Gefinor Ventures 38 FIDAC 38 Institutional Investor QDII scheme 38 Floating Rate Fund 38 Wilshire Associates 38 AlphaMetrix 38 Statutory Trust 38 Finra 38 SR ISE 38 AXA IM 38 fiduciaries 38 Ms. Gudefin 38 Wealth Managers 38 Equiti Trend Advisors 38 FundVest 38 OCIE 38 member FINRA SIPC 38 AML CTF Act 38 Invesco PowerShares Capital 38 WealthStation 38 Advisors LP 38 Quadravest Capital Management 38 Private Wealth 38 FTC Telemarketing Sales 38 Primecap Management 38 Franklin Templeton Investments 38 NYSE IVZ 38 Northrim Benefits Group 38 PrinceRidge Group 38 Alleron 38 www.jhfunds.com 38 RMR Advisors Inc. 38 Sadis & 37 Pension Reform Act 37 CAPITAL MANAGEMENT 37 Magnuson Stevens 37 Paladyne Systems Inc. 37 Columbia Funds Distributor 37 CEFEX 37 asset allocation 37 Cayman Islands exempted 37 Merk Investments LLC 37 PFPC 37 Atalanta Sosnoff 37 FOFs 37 Signator Investors Inc. 37 Reedland Capital Partners 37 Member CIPF 37 UMB Scout 37 Pharos Capital 37 UHY Advisors Inc. 37 INVESCO Funds 37 Absolute Returns 37 Karvy Investor 37 CenterPoint Ventures 37 NYSE Amex FTF 37 investable benchmark 37 Greenwich Capital Markets 37 GFSC 37 Stifel Nicolaus Weisel 37 subaccounting 37 Bisys 37 Lee Munder Capital 37 Emerging Markets Debt 37 firm Cerulli Associates 37 GT Solar Holdings 37 Convergent Wealth Advisors 37 Absolute Return Bond 37 WilmerHale LLP 37 Stephen Zawistowski science 37 Member NASD SIPC 37 Tax Exempt Bond 37 grantor trusts 37 AllianceBernstein AB 37 Stockbrokers 37 Special Situations Fund 37 Large Cap Fund 37 CBIZ Accounting Tax 37 Institutional Wealth 37 Paladyne Systems 37 Sankaty Advisors LLC 37 Jamil Baz 37 FUM 37 § #.#.# [002] 37 CapGen Capital 37 NFJ 37 Jerry Miccolis 37 Invesco IVZ 37 Simplified Prospectus 37 Meritage Portfolios 37 Income Fund Sym 37 Discount Brokerage 37 Analyst CAIA 37 Integrity Mutual Funds 37 Grail Partners 37 MFS Investment Management 37 TriPoint Global Equities 37 Ramius Capital 37 LPL Financial Services 37 Residential Mortgage 37 ACM Managed Income 37 FEBG 37 Securities VIPSX 37 Superannuation Industry 37 MaximsNews ® 37 Kingate Global 37 SICAV 37 § #-#-# b [001] 37 Brown Rudnick LLP 37 Funds Declare Monthly Dividends 37 Folio Investing 37 Nuveen Floating Rate 37 Equity Capital Markets 37 FutureTrade Securities 37 BlackRock NYSE BLK 37 RiverPark Advisors LLC 37 http:/www.sipc.org 37 prospectuses 37 ActivePassive Funds 37 Invest ments 37 SEBI ICDR Regulations 37 Investments Advisers 37 Trusco Capital Management 37 William von Mueffling 37 Subadvisory 37 Mutual Fund 37 OEIC 37 Lifestyle Portfolios 37 XShares Advisors LLC 37 Brokerage 37 ProFund Advisors 37 SNW Asset Management 37 Knall Cohen Group 37 Perpetual Preferred 37 F Squared 37 microcap segment 37 Batterymarch 37 grandfathering provision 37 Argent Capital 37 Janus Small Cap 37 Deephaven Capital Management 37 Bear Measurisk 37 CFP 37 UniSuper 37 David Tittsworth 37 Horizons BetaPro Exchange Traded 37 SVB Asset Management 37 antifraud provisions 37 Shareholder Yield 37 Geneos 37 Sentry Select Capital 37 Rothstein Kass 37 Hesperian Capital 37 Oakmark Funds 37 -organic yerba mate 37 Dominick Vetrano 37 AMVESCAP 37 complying superannuation 37 elective deferrals 37 Bala Cynwyd Pennsylvania 37 Kimon Daifotis 37 ShareBuilder Advisors 37 Tenex Capital 37 Actively Managed ETF 37 SLHCs 37 GLG Partners LP 37 Granahan Investment 37 Whippoorwill Associates Inc. 37 NYLIM Retirement Plan 37 hedge fund Locksmith 37 NTGI 37 MSDW Equity Finance 37 Greywolf Capital 37 Fidelity Franklin Templeton 37 Merganser Capital 37 CheckFree Investment 37 T. Rowe Price 37 FII 37 Multilateral Instrument 37 LCM Asset Management 37 Wallstsense.com 37 Golub Capital 37 Institutional Brokerage 37 NASD SPIC 37 Defined Contribution Retirement 37 Scott DeSano 37 Sponsoring Broker 37 Sullivan Bruyette Speros 37 Northwater Capital Management 37 HedgeFund.net 37 Funds Declare Monthly Distributions 37 Fiduciary Services 37 institutional 37 Probate Code 37 Global Macro 37 NewSmith 37 PSLR Act 37 NRSROs 37 Dawson Wealth Management 37 DoubleLine Capital 37 Fixed Income Derivatives 37 applicable exemption therefrom 37 Realcomm Conference 37 Alcentra 37 Adrian Lowcock 37 GR NEAM 37 SBIC LP 37 Depository Participant 37 RBC GAM 37 Managed Accounts 37 underpins proxy 37 hedge fund managers 37 asset allocator 37 Macquarie Infrastructure Company 37 NRSRO 37 Curian Capital 37 Satovsky Asset Management 37 Libra Advisors 37 Balestra Capital 37 Prospectus Supplement 37 Incapital LLC 37 Pooled Funds 37 Securities Exchange 37 Section #.# [001] 37 b PennyPerformers.com 37 EquityStation 37 Subpart F 37 DPSPs 37 Armored Wolf 37 SMSFs 37 NYSE OZM 37 MD Sass 37 MultiManager 37 Act FMSA 37 InvestMichigan 37 Euroz Securities 37 Advisers 37 AIP Mutual Funds 37 Balanced Managed 37 Transparent Value 37 Institutional Equities 37 Ark. R. Crim 37 Calamos Holdings 37 iShares Funds 37 Amerivest Investment Management 37 Odlum Brown Limited 37 PRINCIPAL TRADERS WITH RECOGNISED 37 Roland Manarin 37 Regulation G 37 Prudent Bear 37 StoneCastle 37 Creststreet Resource Fund 37 DWS Scudder 37 XShares Group 37 UCITS III compliant 37 NYSE AVK 37 Managed Portfolio 37 BlueCrest AllBlue 37 RV Kuhns 37 Separate Account 37 Accessor Capital 37 CoBiz Trust 37 Investec Cautious Managed 37 Kelmoore Investment Company 37 Pershing LLC 37 Broadmark Asset Management 37 Martingale Asset Management 37 JBG Urban 37 b LiquidStockReport.com 36 Large Capitalization 36 Private Equity Funds 36 CoBiz 36 Fiera Capital 36 Hedge Fund Replication 36 AlphaPro Management 36 DoubleLine Capital LP 36 Hudson Mezzanine 36 Goldbond 36 Canaccord Wealth Management 36 Litman Gregory 36 UBS Wealth Management 36 select subadvisers each 36 CFA CPA 36 Lord Abbett 36 T. Rowe Price TROW 36 Federated Prudent Bear 36 FIVE STAR Wealth 36 GrowthWorks Commercialization Fund 36 MSRB Rule G 36 Armada Funds 36 ipac 36 ABN AMRO Incorporated 36 Rule #b 36 USC #d 36 HighMark Funds 36 Aeltus Investment Management 36 Actively Managed 36 visit www.taglich.com 36 Pershing Advisor Solutions 36 Tactical Asset Allocation 36 FINRA MSRB 36 iCapital 36 Rensburg Sheppards Investment 36 SIPC www.finra.org 36 All Cap Value 36 Chuck Dohrenwend 36 PIMCO Advisors 36 Longleaf Partners 36 Hennessee Hedge Fund 36 BlackRock iShares 36 BVI Cayman 36 joins BTIG 36 SEAMARK 36 Collateralized Debt Obligation CDO 36 Hedge Fund 36 Jov Diversified Flow Through 36 Registered Rep 36 Chapter 6D 36 Broadgate Consultants 36 CICA Accounting Guideline 36 Westrock Advisors 36 Securites 36 Tiburon Strategic 36 AXA Distributors LLC 36 RBC O'Shaughnessy 36 NuWave Investment Management 36 CUNA Brokerage Services 36 AIFM Directive 36 nondiversified 36 Fenimore Asset Management 36 DoubleLine Funds 36 Allegiant Funds 36 SagePoint Financial Inc. 36 Anti Kickback Statute 36 ALTIN 36 Capital Markets 36 Variable Annuities 36 ARCH WESTERN GROUP 36 Cogency Software 36 IncomeFlex 36 Municipal Obligations 36 EAFE 36 exemptive relief 36 EdgeWater Research Partners 36 TCW Crescent 36 Adage Capital 36 Equity Indexed Annuity 36 Small Cap Growth 36 withholdable payments 36 Aetos Capital 36 deferred variable annuities 36 Algon Group 36 prgms 36 s#A [002] 36 Tye Bousada 36 Acuity Funds 36 GrowthWorks Capital 36 USC § #j b 36 LLCs 36 Visium 36 Rule #e 36 Jack Marrion 36 Mackenzie Maxxum 36 Alpha Fiduciary 36 INVESCO 36 Crédit Agricole Asset Management 36 Origen Financial 36 SLUSA 36 Long Term Tax Exempt 36 #k Toolbox 36 AQR Capital Management 36 PRIMEVEST 36 Brandes Investment 36 Wasatch Micro Cap 36 Advent Portfolio Exchange 36 HFP Capital Markets 36 XShares Advisors 36 Stanasolovich 36 Bruderman Brothers 36 Guggenheim Funds 36 BlackRock Advisors 36 LV = Asset Management 36 CRIIMI MAE 36 OakBrook investments 36 Drawbridge Special 36 Plan Disclosure Document 36 AuM 36 Labaton Sucharow LLP 36 Capital Partners 36 GrowthPoint 36 Bermuda Monetary 36 UCITS Undertakings 36 DSP Merill Lynch 36 Qualified Default 36 Invesco Aim 36 Warburg Pincus Private Equity 36 Griffiths McBurney Corp. 36 ProManage 36 KEY INFORMATION + 36 Ivy Funds 36 Supplement dated 36 HD Vest 36 KIID 36 CFA charterholder 36 DWS RREEF Real Estate 36 Securities Ld EPT 36 AdvisorShares 36 Norstar Securities 36 Putnam Lovell NBF 36 Primecorp Commercial Realty 36 Shemano Group

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