Related by context. Frequent words. (Click for all words.) 47 Rule #b 47 Rule #a [002] 46 naked shorting 44 MSRB 42 Dodd Frank 42 leveraged ETFs 42 broker dealers 42 NASD 42 FINRA 41 CFTC 41 Proposed Rule 41 Marketplace Rules 41 Regulation FD 41 Finra 41 MiFID 41 RESPA 41 IOSCO 41 Exchange Act 41 Regulation G 40 Nasdaq Marketplace Rule 40 #b# 1 40 ETFC 40 Marketplace Rule 40 PCAOB 40 NASDAQ Marketplace Rule 40 Commodities Futures Trading 39 Mifid 39 Financial Instruments Directive 39 BaFin 39 SEC 39 EITF #-# [002] 39 FinCEN 39 broker dealer 38 FFIEC 38 brokerage firms 38 NDAQ 38 illiquid securities 38 OTC derivatives 38 Listing Rule 38 FASB 37 Municipal Securities Rulemaking 37 Proposed Amendments 37 Registration Statement 37 UIGEA 37 Accurate Credit 37 Sarbox 37 Valukas 37 EU ETS 37 IIROC 37 SROs 37 Rule #b 5 37 FASB Statement No. 37 Securities Dealers NASD 36 Securities Exchange 36 Commodity Futures Trading 36 securities 36 CESR 36 Business Combinations 36 Volcker Rule 36 FNMA 36 FAS #R 36 Rule #b# 1 36 Buyins.net 36 derivative instruments 36 GSEs 36 Sarbanes Oxley SOX 35 NYFIX 35 SECP 35 SFAS 35 HSR Act 35 TradeStation 35 Unlawful Internet 35 Managed Funds 35 Sarbanes Oxley Act 35 Registrant 35 SECURITIES AND EXCHANGE COMMISSION 35 registered sex offenders 35 CAN SPAM 35 prospectuses 35 Can Spam 35 Emergency Economic Stabilization 35 promulgated thereunder 35 Van der Moolen 35 CAN SPAM Act 35 EDCI 34 SFAS #R 34 depository institutions 34 BATS Exchange 34 DFSA 34 NAREIT definition 34 Reverse Split 34 indenture governing 34 Corporate Actions 34 FCRA 34 NYSE Arca 34 counterparty 34 ProShares 34 PPACA 34 thereunder 34 Secondary Offering 34 sex offender registry