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(Click for frequent words.) 70 brokerage firms 67 broker dealer 63 FCMs 62 brokerages 62 Broker Dealers 60 FINRA 60 brokers 60 NASD 59 buyside firms 59 Broker Dealer 58 hedge funds 58 CBSX 58 wirehouses 58 mutual funds 57 ATSs 57 Finra 57 buyside 57 RushTrade 57 portfolio margining 57 FOLIOfn Investments Inc. 56 ECNs 56 investment advisors RIAs 56 marketmakers 56 advisors FSI Newsbrief 56 counterparties 56 custodied 56 exchanges MTFs 55 Linsco 55 Zions Direct www.zionsdirect.com 55 networks ECNs 55 buyside traders 55 NRSROs 55 MML Investors Services 55 mutual fund 55 depositaries 55 Knight BondPoint 55 recordkeepers 54 Member SIPC 54 Reg NMS 54 interdealer quotation 54 OTC derivatives 54 Fidelity Investments Charles Schwab 54 wirehouse 54 sellside 54 BIDS Trading 54 Wirehouse 54 riskless principal 54 FINRA broker dealer 54 Bloomberg Tradebook 54 wirehouse advisors 54 subaccounting 54 interdealer brokers 53 FundVest 53 bulge bracket firms 53 FOLIOfn 53 Buyside 53 securities 53 mortgage originators 53 counterparty 53 CCPs 53 Scivantage Maxit 53 TD AMERITRADE Clearing 53 Member FINRA 53 MSRB 53 fiduciary 53 Altegris 53 b ds 53 AnnuityNet 53 institutional investors 52 Regulation NMS 52 counterparty exposures 52 stockbrokers 52 indexed annuities 52 fiduciaries 52 SEFs 52 OTC derivative 52 HighTower 52 Advisers Act 52 counter OTC derivatives 52 Managed Accounts 52 Member NASD 52 BHCs 52 exchanges depositories 52 EdgeTrade 52 TradePMR 52 issuers 51 Seligman Advisors 51 EquityStation 51 Securities Dealers NASD 51 AlphaMetrix 51 Pershing LLC 51 DTCC 51 RIAs 51 EquiLend 51 Commission Merchants FCMs 51 Managed Account 51 FutureTrade 51 Qualified Intermediaries 51 exemptive 51 CCorp 51 SSgA Funds Management 51 NYFIX Millennium 51 OMSs 51 insured depository institutions 51 Municipal Securities Rulemaking 51 Member NASD SIPC 51 Folio Investing 51 deferred variable annuities 51 Investigo 51 PPNs 51 BIDS ATS 51 PrimeVest 51 FIX connectivity 51 UITs 51 Hotspot FXi 51 PMFM 51 eVestment 51 REDIPlus 51 nonbanks 51 Unit Investment Trusts 50 PFGBEST.com 50 brokerage 50 ALPS Distributors 50 CTAs 50 Fidelity Brokerage 50 Pruco Securities 50 commission merchants FCMs 50 intermediaries 50 PRIMEVEST 50 INVEST Financial 50 SPIAS 50 NASD FINRA 50 subadvisors 50 loan originators 50 dually registered 50 Bloomberg Tradebook LLC 50 NorthPoint Trading Partners 50 Bing Waldert 50 FINRA arbitrations 50 subadvisory 50 TDAmeritrade 50 Lava Trading 50 proTrack 50 exchanges ECNs 50 wirehouse brokers 50 LeveL 50 WealthStation 50 subadvised 50 Investment Adviser 50 USAllianz 50 brokersXpress LLC 50 Reg SHO 50 Signator Investors Inc. 50 NFA SIPC 50 BNY Brokerage 50 pensions endowments foundations 50 fixed indexed annuities 50 NASD Rule 50 Member FINRA SIPC 49 Hotspot FX 49 VanthedgePoint 49 OMS EMS 49 AFBA 49 algorithmic trading 49 FINRA SIPC 49 AMVESCAP 49 IXIS Asset Management 49 StanCorp Equities Inc. 49 OneChicago 49 Neovest 49 Princor 49 VirtGate 49 WellsTrade 49 Commission Merchant FCM 49 member FINRA www.finra.org 49 subaccounts 49 CAPIS 49 SagePoint Financial Inc. 49 wirehouse firms 49 Smart Order Routing 49 GCA VS 49 CheckFree APL 49 Amerivest Investment Management 49 Curian Capital LLC 49 RIA Benchmarking Study 49 equity indexed annuities 49 PortfolioCenter 49 counterparty risk 49 BlackRock iShares 49 PowerShares ETFs 49 Indexed annuities 49 wirehouse broker 49 Multilateral Trading Facilities 49 Introducing Broker 49 nonbank subsidiaries 49 iPath ETNs 49 Mirus Futures 49 UMAs 49 structurers 49 UVEST 49 NASD broker dealer 49 MTFs 49 Penson GHCO 49 MSSB 49 NetExchange Pro 49 BondDesk 48 SwapClear 48 Fidessa connectivity 48 bulge bracket 48 BNY Securities 48 Fedwire 48 Eze OMS 48 central counterparty CCP 48 7ticks 48 ByAllAccounts 48 GuidedChoice 48 ColorPalette 48 algos 48 Getco 48 Securities LP HFF 48 Rydex SGI 48 Authorized Participants 48 hedge fund managers 48 algorithmic traders 48 SEC Rule #c# 48 Docupace 48 NBBO 48 subadviser 48 clearinghouses 48 SunGard Valdi 48 Institutional Broker 48 MBS ABS 48 AnnuityNet Platform 48 SWYSX 48 member FINRA SIPC 48 Board MSRB 48 Credential Direct 48 RiverSource 48 PrimeVest Financial Services 48 counterparty clearing 48 Qtrade 48 buysiders 48 UVEST Financial Services 48 Ucits funds 48 ALPS Distributors Inc. 48 Direct Edge ECN 48 SuperMontage 48 CounterpartyLink 48 QFIIs 48 Ucits 48 JovInvestment 48 HighTower advisors 48 Triad Advisors 48 insurers reinsurers 48 depositories 48 FFIs 48 Compliance# 48 NetDelta 48 advisers IFAs 48 PRIMEVEST Financial 48 LiquidPoint 48 TABB 48 INVEST ONE 48 InvestmentNews 48 NYFIX Marketplace 48 TradingScreen 48 Inc. Member SIPC 48 NASDAQ DubaiNASDAQ Dubai 48 Probitas Partners 48 FOFs 48 depository institutions 48 Omgeo CTM 48 Pioneer Funds Distributor 47 triResolve 47 Rule #a [001] 47 ELX Futures 47 Eurex Clearing 47 PFPC Distributors Inc. 47 Portware Professional 47 IOIs 47 StatementOne 47 CDS Clearing 47 institutional 47 SIPC www.finra.org 47 mortgage brokers 47 GunnAllen Financial 47 WealthADV 47 BISYS 47 TABB Group 47 multibank 47 FundQuest Incorporated Registered 47 Fund SERV 47 Sifma 47 NYSE Arca 47 Penson Worldwide Inc. 47 IBs 47 statistical arbitrage 47 ICE eConfirm 47 Moxy R 47 Calastone 47 www.sipc.org 47 NeoNet 47 IRA rollovers 47 NYLIM Retirement Plan 47 Zealous ATS 47 Systems Belzberg Technologies 47 Paul Zubulake 47 ZATS 47 custodied assets 47 grantor trusts 47 fi# 47 Euroclear Nederland 47 Schwab Institutional 47 Ivy Funds 47 NYSE NASD SIPC 47 SunGard WealthStation 47 Omgeo 47 MiFID 47 XShares Advisors LLC 47 Zions Direct 47 merchant FCM 47 NYSE FINRA SIPC 47 Bisys 47 DealFlow Media 47 Fixed Income Trading 47 IMOs 47 LLC Member SIPC 47 standardized OTC derivatives 47 TriPoint Global Equities 47 Swap Dealer 47 Placemark 47 WealthCentral 47 Cogent Consulting 47 Instinet CBX 47 FINCAD analytics 47 Mavent Expert System 47 Laudus Funds 47 Eze Castle Transaction 47 FpML 47 BNY Mellon Capital Markets 47 PennyStockFinder.com 47 FESE 47 Envestnet 47 RushGroup 47 GHCO 47 Fiduciary Standard 47 KoreaCross 47 Orc Trader 47 Rollover IRA 47 Yield Plus 47 iShares ETFs 47 EMSs 47 EquityStation Inc. 47 BlockBook 47 RidgeWorth Funds 47 Measurisk 47 summary prospectuses 47 TradeWeb TBA MBS 47 UCITS 47 breakpoint discounts 47 Invesco Trimark Ltd. 47 Penson Financial 47 derivatives clearinghouses 47 FIXatdl 47 F Squared 47 Collateralized Debt Obligation CDO 47 CFPs 47 multistrategy hedge fund 47 Geneos 47 AXA Distributors LLC 47 MarketPrizm 47 UHNW clients 47 investable benchmark 47 CitiFX Pro 47 IIROC 47 Scotia iTrade 47 PriceMetrix 47 GSTrUE 47 Questrade 47 UCITS III 47 Sandler O'Neill Partners LP 47 HighMark Funds 47 Liquidnet 47 Advisor LLC LMPFA 47 Bclear 47 Meritage Portfolios 47 PBHG Funds 46 Linsco Private Ledger 46 Firm# 46 NASD SIPC 46 JHRPS 46 #k Toolbox 46 PIPE transactions 46 Appix 46 BZX Exchange 46 FXall 46 stat arb 46 Wallstsense.com 46 USAllianz Securities 46 securities depositories 46 Federated Kaufmann Funds 46 Securian Financial Services 46 Omgeo Connect 46 EDGX 46 NRSRO 46 Paladyne Systems 46 Putnam Lovell NBF 46 NASDAQ OMX BX 46 GunnAllen 46 ConvergEx 46 Scottrade Advisor 46 TradeStation 46 CPSS IOSCO 46 PFPC 46 MarkitSERV 46 QwickRate 46 Ascensus 46 iShares Funds 46 Invesco Advisers Inc. 46 Managed Futures 46 guaranty associations 46 http:/www.sipc.org 46 stockbroking firms 46 PFSL 46 IMTRADER 46 FlexTrade 46 Equity Indexed Annuity 46 Options Clearing Corporation 46 RealTick 46 Introducing Brokers 46 interdealer brokerage 46 Moxy ® 46 Townsend Analytics 46 QDIA 46 BMO InvestorLine 46 Junxure 46 ProShare Advisors LLC 46 Memphis Tenn. Morgan Keegan 46 AIFMs 46 Bonds.com 46 FX ECN 46 Earnix 46 SaxoTrader 46 member FINRA www.FINRA.org 46 Littlebanc 46 SIFMA 46 CSCA Capital 46 Global Custodian 46 HBP ETFs 46 Trading Extranet 46 HighTower Advisors LLC 46 NASD Broker Dealer 46 Foliofn 46 Quadriserv 46 nonbanking 46 Linedata Compliance 46 Variable Annuities 46 BrokerTec 46 ProFunds mutual funds 46 NASDAQ PNSN 46 Schwab.com 46 ProspX platform 46 brokersXpress 46 Order Routing 46 DebtX 46 party administrators TPAs 46 Cachematrix 46 ShadoSuite 46 Schwab Advisor 46 OpenWealth 46 Central Counterparty CCP 46 BondWave 46 wirehouse channel 46 TD AMERITRADE Institutional 46 SIPC www.SIPC.org receives 46 Selero 46 FINRA MSRB 46 MSBs 46 Clearinghouses 46 central counterparties CCPs 46 PortfolioServices 46 SteelPath 46 subadvises 46 GlobeOp 46 mitigate counterparty risk 46 Sophis VALUE 46 CurrencyShares Trusts 46 Creation Units 46 Xcitek 46 IFAs 46 MiFID compliant 46 NYLIFE Distributors LLC 46 PlanSponsor 46 EFX Prime 46 Orc ExNet 46 SIPC http:/www.finra.org 46 Limited Duration 45 Broadridge 45 JonesTrading 45 muni bond 45 marketmaker 45 Tiburon Strategic 45 GunnAllen Financial Inc. 45 Sagent Advisors 45 NRSRO ratings 45 QSG 45 Schwab YieldPlus Funds 45 Secure Trading Extranet 45 Structured Products 45 ULLINK 45 YieldPlus Fund 45 Cayman domiciled 45 HRBFA 45 BYX Exchange 45 Bank Leumi USA 45 Portfolio Clearing 45 Shemano Group 45 Horizons BetaPro ETFs 45 insured depositories 45 AXA Rosenberg 45 Pershing Advisor Solutions 45 VelocityShares 45 Correlix 45 Summary Prospectus 45 KBRO 45 nondepository 45 expressWay 45 Crossfinder 45 AIM Investments 45 BNY Jaywalk 45 Quasar Distributors LLC 45 subsidiary Bonds.com Inc. 45 ZuluTrade 45 SBICs 45 Proprietary Trading 45 AdvisorMail 45 RiverNorth 45 FutureTrade Securities 45 TOBs 45 NYMEX ClearPort ® 45 Charles Schwab SCHW 45 HD Vest 45 investable indices 45 STOLI transactions 45 DoubleLine Funds 45 ALPS Fund 45 mortgage lenders 45 TD Ameritrade Institutional 45 Separate Accounts 45 Eaton Vance Distributors 45 Fiduciary Asset Management 45 JapanCrossing 45 microcap stocks 45 MGAs 45 InvestorForce 45 TradeFlow 45 illiquid securities 45 MIG BANK 45 AIFMD 45 www.finra.org 45 CEFs 45 TDX Independence Funds 45 USI Affinity 45 TPAs 45 LLC Member FINRA 45 StanCorp Investment 45 registered broker dealer 45 OTC Derivative 45 sole bookrunning manager 45 Fidelity Investments Vanguard 45 unit trusts OEICs 45 FundSettle 45 Getco LLC 45 RiverSource Investments LLC 45 TradeCard Platform 45 ETFs ETNs 45 Nyse Arca 45 Inc. Nasdaq NITE 45 Assurex Global 45 VDM Specialists 45 ProShares ETFs 45 InfoReach 45 Curian Capital 45 BNY Asset Management 45 OTC Derivatives 45 Exchange Traded Commodities 45 Protegent Surveillance 45 Prime Brokerage 45 Liquidnet H2O 45 Inet ATS 45 vFinance 45 FastVal 45 OppenheimerFunds 45 Spear Leeds 45 TimesSquare Capital Management 45 Wells Fargo Funds Distributor 45 AXA Distributors 45 TD Waterhouse Discount 45 VALIC 45 Beneficial Owners 45 CDARS 45 Foreside Fund Services 45 Greenwich Associates 45 Rycenga Homes 45 TradeWeb 45 FoHFs 45 facilities MTFs 45 MassMutual 45 Nadex 45 Phoenix Zweig Advisers 45 securitizer 45 QIs 45 Rogerscasey 45 Rule #A promulgated 45 FTEN 45 Paladyne 45 Tradeware 45 Qualified Intermediary 45 multistrategy 45 Mutual Funds 45 Legent Clearing 45 prospectuses 45 EarlyBirdCapital Inc. 45 WisdomTree Funds 45 Titan Managed Portfolios 45 OCIE 45 wirehouse reps 45 Seth Merrin founder 45 Portfolio Rebalancing 45 Albridge 45 Previous HedgeWorld Story 45 Xtiva 45 leveraged ETFs 45 Counterparties 45 ETP Holders 45 ActivePassive Funds 45 Alacra 44 DTCC Deriv SERV 44 Advent Portfolio Exchange 44 Curian Capital LLC www.Curian.com 44 HFN database 44 BATS BZX Exchange 44 SMSFs 44 StanCorp Equities 44 depository institution 44 Consolidated Supervised Entities 44 UnaVista 44 Putnam Lovell 44 ICAP BrokerTec 44 Knight Libertas LLC 44 FP Transitions 44 NAPFA 44 Magnetar Capital 44 NASD Dispute Resolution 44 Altegris Companies 44 Deutsche Boerse Xetra 44 insured depository institution 44 SunGard Brass 44 Expense ratios 44 SMAs 44 Grail Partners 44 FundSERV 44 PrivateRaise 44 InfoEx 44 Palaveev 44 GEROVA 44 Brokerage 44 cedents 44 Exchange Traded Products 44 subadvisers 44 Liquidity Providers 44 InsightOne 44 POSIT 44 MMFs 44 Advisor Workstation 44 mortgage servicers 44 NYFIX Marketplace TM 44 Dark Pools 44 Fidelity WealthCentral 44 Neonet 44 TradeXpress 44 Quantitative Equity 44 Options PIPE 44 OTC derivatives clearing 44 TNS Secure 44 BNY Capital Markets 44 GlobalBridge 44 Rich Repetto 44 TYW 44 SPDR ETFs 44 NFPSI 44 CCH INSURANCE SERVICES 44 commingled trusts 44 ERISA 44 LPL Financial Member FINRA 44 Radianz Proximity Solution 44 DataManager 44 IPOF Fund 44 Alacra Compliance 44 Portware Enterprise 44 NetX# 44 Portware FX 44 Investment Advisers 44 assets custodied 44 OTCQX marketplace 44 electronic interdealer quotation 44 kasina 44 NYSE SIPC NSCC 44 NYSE Amex LTS 44 Independent Broker Dealer 44 Exchange Traded Funds 44 Dodd Frank 44 select subadvisers each 44 InterSecurities 44 InterFirstlink 44 David Tittsworth 44 FIX protocol 44 Swiss Re Capital Markets 44 BondDesk Group 44 SunGard Transaction 44 Invesco AIM 44 securites 44 Paladyne Portfolio Master 44 healthcare payor 44 ShadowSuite 44 Bruderman Brothers 44 Corporation CDSC 44 CDS indices 44 etrade.com 44 Latency Intelligence 44 TORA Compass 44 Pyramis 44 Schwab Managed Portfolios 44 SMSF trustees 44 Ringler Associates 44 OpenPrime 44 NASDAQ INSW owns 44 Ameriprise 44 NASDAQ OMX PHLX 44 FINRA Rule 44 Mondovisione reports 44 ValuBond 44 MFDA 44 Multilateral Trading Facility MTF 44 JennisonDryden 44 QA3 44 FundsNetwork 44 triparty 44 XShares Advisors 44 ShareBuilder Advisors 44 PlusFunds 44 PALADYNE suite 44 FlexTRADER 44 Member CIPF 44 BNY 44 CoVirt 44 CDS clearinghouse 44 bookrunning 44 RiverFront Investment Group 44 LeveL ATS 44 Deltix 44 comparative raters 44 InterSecurities Inc. 44 MyFolio 44 WisdomTree Trust 44 Grail Advisors 44 Assurex Global Partners 44 Transamerica Funds 44 Mainspring Managed 44 ABCP trusts 44 Brookstreet Securities 44 SWIFT messaging 44 Thomson TradeWeb 44 CME Clearing 44 medium sized insureds 44 egX Canada 44 NYSE Euronext Nasdaq OMX 44 TransactTools 44 Guggenheim Funds 44 JonesTrading Institutional Services 44 Institutional Brokerage 44 nonbank 44 Amerivet 44 Jovian Capital Corporation 44 member NASD SIPC 44 Alois Pirker research 44 Rule #c# [001] 44 HDGE 44 Accolade Funds 44 Investars 44 excessive markups 44 SunGard Protegent 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Inc. 43 SunGard BRASS 43 ISOs 43 MBT Navigator 43 facilities SEFs 43 Fiduciary 43 Indxis 43 inverse leveraged 43 LongView Trading 43 Agent DTA 43 Xtrakter 43 BoNY 43 Institutional Wealth 43 RMR Funds 43 GPAM 43 foundations endowments corporations 43 Rule 2a 43 hedge fund 43 DebtX operates 43 HFT 43 FHLBanks 43 Central Counterparty 43 MFC GIM 43 VARDS 43 advisors IFAs 43 interpositioning 43 InnoTrust 43 Wealth2k 43 Orc CameronFIX 43 CFTC 43 investable universe 43 Thomson Reuters StreetEvents Network 43 Fortigent 43 channel AXA Distributors 43 EMS OMS 43 Investment Advisor 43 Amalgamated LP 43 ConfirmHub 43 Brigagliano 43 Nonbank 43 #b 1s 43 Fixed Income 43 thrifts 43 Interdealer 43 Adviser Exemption 43 Rule 2a 7 43 Claymore ETF 43 JitneyTrade 43 IncomeFlex 43 Albridge Solutions 43 buyside trader 43 Pershing Advisor 43 ConvergEx Cross 43 Risk Informer 43 CDS clearing 43 NumeriX analytics 43 RiverSource Fund 43 NOR DISAPPROVES THE CONTENTS 43 Charles Schwab Corp. 43 DPC DATA 43 RaceTeam 43 Board HDHL 43 Inc. Nasdaq NYFX 43 MSIM 43 NOT FDIC INSURED 43 Interdealer brokers 43 PAYplus USA 43 IFMG 43 Mutuals.com 43 clearers 43 Convoke Systems 43 Institutional Asset Management 43 BondStation 43 AIM Distributors 43 Firstrade 43 BATS Options 43 Interactive Brokers LLC 43 Servicing Agent 43 CS Tremont 43 IDBs 43 CorvilNet 43 Administration NCUA 43 Recognia 43 ABCP issuers 43 AXA Advisors 43 Leon Cooperman Omega 43 nonprime residential 43 Tricadia Capital 43 Isa wrapper 43 SunGard GMI 43 TruPS 43 Markit RED 43 Trautman Wasserman 43 Fiserv ISS 43 Citadel Derivatives Group 43 cross margining 43 muni issuers 43 inverse floaters 43 Inc. OTCBB VFIN 43 GL NET 43 convertible arbitrage strategies 43 RegPro 43 FSPs 43 Genworth Financial Wealth Management 43 KiwiSaver schemes 43 B2BITS 43 EquiLend LLC 43 SLHCs 43 HedgeFund.net 43 AdvisorBenchmarking 43 NQLX 43 iLumen 43 Alpha Fiduciary 43 Paymode X 43 Jennison Associates 43 Notes ETNs 43 Protegent 43 Silverfern Group 43 Pensco 43 OTCQX listing 43 MLSs 43 SwapsWire 43 Equiduct Trading 43 NWQ 43 AGIFM 43 BNY Jaywalk LLC 43 Invesco Ltd. 43 PPIFs 43 MidasTrade GDAN 43 Registered Broker Dealer 43 Registered Rep 43 Lyxor Asset Management 43 ALTIN 43 swap counterparties 43 GSEs 43 BESTDirect 43 Equiduct 43 Portware 43 FUTURITY FIRST 43 Brokerage Firms 43 ISDA Master Agreement 43 Quotestream Professional 43 INVESCO PLC 43 BATS Trading 43 Altegris Advisors 43 RidgeWorth 43 Finacity 43 Mortgage originators 43 Sandler O'Neill + 43 SVPCO Gateway DTA 43 WealthCraft 43 Track ECN 43 Structured Product 43 PBMs