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(Click for frequent words.) 72 fiduciary 66 ERISA 62 ERISA fiduciary 61 Fiduciaries 60 fiduciary obligations 60 ERISA fiduciaries 60 fiduciary responsibilities 56 Fiduciary 56 fiduciary responsibility 54 QDIA 52 ERISA § 52 broker dealers 52 fiduciary obligation 52 recordkeepers 52 fiduciary duties 52 recordkeeper 51 Employee Retirement Income 51 Harwood Feffer 51 QDIAs 50 fiduciary duty 50 IRA rollovers 49 VALIC 49 settlors 49 fiduciary duties owed 49 SDCERS 49 FINRA arbitrations 49 multiemployer 49 subadvisers 49 SWYSX 48 Milberg Weiss LLP 48 NYCERS 48 breached fiduciary duties 48 subadviser 48 RMK Funds 48 contractual indemnification 47 Underwriter Defendants 47 IRA rollover 47 Yield Plus 47 Lockridge Grindal Nauen PLLP 47 material misstatements 47 Wolf Popper LLP 47 #l k 47 Advisers Act 47 Fiduciary Counselors 47 IncomeFlex 46 decedent estate 46 YieldPlus 46 QPAM 46 Schwab YieldPlus Funds 46 Profit Sharing 46 NASD Rule 46 YieldPlus fund 46 Lead Plaintiffs 46 Tricadia 46 Retirement Plan 46 HDGE 46 YieldPlus Fund 46 Calamos Advisors 46 Defined Benefit Plan 46 Code Section #A 46 GuidedChoice 46 indemnification agreements 46 Long Term Disability 45 Benistar 45 multiemployer pension 45 imprudently invested 45 subadvisor 45 Defendants misrepresented 45 expressly disclaimed 45 PBHG Funds 45 Schwab YieldPlus Fund 45 Kingate 45 Qualified Default 45 YieldPlus Funds 45 beneficiary designations 45 fi# 45 trusteed 45 foundations endowments corporations 45 Investment Alternative QDIA 45 UYM Fund 45 indemnitors 45 & Lerach LLP 45 TDFs 45 FFIs 45 Stock Ownership 45 Plaintiffs allege 45 SDCERA 45 Defined Benefit 45 Settling Parties 45 Reed Kathrein 45 YieldPlus funds 45 TYW 45 Pension Plans 45 SWYPX 45 derivatively 44 k 44 Toskes reminds investors 44 certificants 44 plead scienter 44 BlackRock Advisors 44 LACERA 44 recordkeeping 44 FINRA 44 lawyer Andrew Levander 44 OppenheimerFunds 44 accountants actuaries 44 securitizer 44 Class Period Defendants 44 ASPPA 44 Unlimited #G/#G 44 Blaine Aikin 44 SPhinX 44 Fiduciary# 44 scienter 44 ClearBridge Advisors LLC 44 file FBARs 44 BLMIS 44 Taft Hartley 44 guaranty associations 44 indenture trustee 44 CFP ® certificants 44 SMSF trustees 44 Custodial Accounts 44 PFICs 44 mutual funds 44 subadvisors 44 Defined Contribution Plan 44 corporations foundations endowments 44 nonqualified deferred compensation 44 brokerage firms 44 Enrolled Actuary 44 Beneficiary designations 44 FEBG 44 FINRA Dispute Resolution 44 PMFM 43 MegaClaims litigation 43 AXA Rosenberg 43 tortfeasors 43 Fidelity Investments Vanguard 43 Fidelity Investments Charles Schwab 43 Schwab YieldPlus 43 MML Investors Services 43 fundholders 43 Bershad LLP 43 NASD 43 Individual Defendants 43 breakpoint discounts 43 qui tam relator 43 tortious conduct 43 Oakmark 43 #k Toolbox 43 OPERS 43 FSA Handbook 43 JovInvestment 43 FOFs 43 subadvisory 43 InsightOne 43 pensions endowments 43 Rollover IRA 43 materially misstated 43 CFP certificants 43 equity indexed annuities 43 Schwab Yield 43 Rule #a [002] 43 settlor 43 Indenture Trustee 43 nonlawyers 43 Petters Ponzi scheme 43 Defined contribution 43 NQDC 43 promissory fraud 43 nonqualified retirement 43 PPNs 43 Crescendo Advisors 43 nonaudit 43 Kayla Gillan 43 auditor BDO Seidman 43 IRA custodian 43 Investment Adviser 43 investable universe 43 Tikellis 43 Registration Statement Prospectus 43 Ameriprise 43 Wilmington Trust 43 Fiduciary Asset Management 42 Defendants 42 OPTrust 42 Long Term Incentive Compensation 42 HighMark Funds 42 Simplified Prospectus 42 Radical Bunny 42 Ascensus 42 SCR #:#.# [001] 42 prepetition 42 PBGC 42 Enviroco 42 Bjurman Barry 42 Fiduciary Warranty 42 Labaton Sucharow LLP 42 behaving ethically 42 Stradley Ronon 42 Derivative Action 42 IRA Roth IRA 42 Sarbanes Oxley Act 42 Milberg LLP 42 promisee 42 CropLife Defendants 42 CSCA Capital 42 interpleader 42 Settling Defendants 42 USAllianz 42 testamentary trust 42 Pension Protection 42 C. Kelsoe 42 MullinTBG 42 suspend redemptions 42 Calpers 42 ING Clarion Real Estate 42 CFPs 42 FACTA 42 Separate Accounts 42 Brencourt 42 Amerivet 42 judicial estoppel 42 Maillie Falconiero 42 Plaintiffs contend 42 AIG VALIC 42 CalSTRS 42 Pzena 42 EPCRS 42 ICMA RC 42 servicers 42 PIMCO Advisors 42 Cheyne SIV 42 fraudulent conveyance 42 negligent misrepresentations 42 Mainspring Managed 42 Putnam Fiduciary Trust 42 Laudus Funds 42 Keller Rohrback LLP 42 Limited Duration 42 IROs 42 FCPA compliance 42 CalPERS 42 CLST Holdings Inc. 42 EdgeStone Funds 42 Toskes 42 Reg FD 42 Keydata 41 Defined Benefit Plans 41 OF DEFAULT 41 pari delicto 41 FAIS Act 41 Fairholme Capital 41 ISDA Master Agreement 41 affirmative misrepresentation 41 Lawrence Lasser 41 Debtors 41 Trustee ad Litem 41 BMIS 41 Anti Kickback Statute 41 HighTower advisors 41 Chitwood Harley Harnes 41 equitable subordination 41 Administrators PFAs 41 privity 41 CIGA 41 Tunnell LLP 41 Member FINRA 41 relators 41 Member SIPC 41 revocable trusts 41 Syncora Holdings 41 Rosensteele 41 Covered Entity 41 IPOF Fund 41 institutional investors 41 closet indexers 41 NRSROs 41 grossly undercapitalized 41 depository institution 41 TRSL 41 Geller Rudman PLLC 41 ERISA pre empts 41 alternate payee 41 PenChecks 41 Geller Rudman 41 client confidences 41 Rocaton 41 BHCs 41 Jay Eisenhofer 41 Fred Reish 41 Milberg Weiss Bershad 41 grantor trusts 41 Willful violations 41 Finra 41 Oakmark Funds 41 k rollovers 41 FEGLI 41 XLCA 41 occupational pensions 41 Seligman Advisors 41 Middlesex Retirement System 41 ClearBridge 41 LBHI 41 Generally Accepted Auditing Standards 41 ProShares Trust 41 Parkcentral Global 41 Grandfathered Plan 41 Savings Plan 41 IRAs 41 Summary Prospectus 41 Ssas 41 nondisclosures 41 Stable Value 41 Jennison Associates 41 Judge Lifland 41 Reorganization Confirmed 41 Multiemployer 41 Qualified Intermediary 41 Mr. Perlegos 41 deferred variable annuities 41 AlphaMetrix 41 Sub Adviser 41 Revare 41 Form ADV 41 Retirement Income 41 CROA 41 mutual fund 41 Central GoldTrust 41 asset allocation 41 & Rudoff LLP 41 Proposed Settlement 41 colorable claim 41 Rogerscasey 41 external auditors 41 AR Schmeidler & 41 Transeastern Lenders 41 novate 41 Shareowner 41 Aravali Fund 41 SarbOx 41 Defined Contributions 41 Deferred Compensation Plan 40 indemnitee 40 Robbins Umeda 40 Unsecured Creditors Committee 40 SJL Fund 40 NAPFA 40 Berman DeValerio 40 CALPERS 40 SCHW Quote Chart 40 Dissident Shareholders 40 PFAs 40 Finra arbitration 40 Elisofon 40 AHERF 40 Unfunded pension 40 Lerach LLP 40 FINRA Arbitration 40 Blackman Kallick Bartelstein 40 Ameripay 40 inherited IRAs 40 Nonqualified Deferred Compensation 40 Invesco AIM 40 Magnetar Capital 40 multiemployer defined 40 Institutional Shareholders 40 Nominal Defendant 40 Labaton Sucharow 40 SSgA Funds Management 40 counterparties 40 hedge funds 40 tort claimants 40 depositaries 40 UITs 40 PriceWaterhouseCoopers LLP 40 Placement Agents 40 FINRA arbitration 40 Mr Margaretic 40 synthetic collateralised debt 40 Rule #b 5 40 shareowner 40 Indexed annuities 40 Nonqualified 40 Act ERISA Breach 40 Moench presumption 40 Sucarato 40 FLSA 40 Beneficial unitholders 40 FINRA MSRB 40 grantor trust 40 PFPC 40 Goodkind Labaton Rudoff 40 SEAMARK 40 Amerivest Investment Management 40 Member NASD 40 XShares Group 40 SSBT 40 Appaloosa Cerberus 40 firm Sadis 40 CT Mezzanine 40 Schulte Roth & 40 CDS counterparties 40 Flexible Benefits 40 #b# 1 40 Damon Silvers associate 40 Grassmueck 40 Enrons 40 AmeriHealth Mercy Health 40 FoFs view 40 planholders 40 elective deferral 40 IRAs annuities 40 Annmarie Hagan 40 Christine Marcks president 40 Vivendi Messier 40 Vanguard Quantitative 40 nonforfeitable 40 SponsorMatch 40 proximate causation 40 Tikellis LLP 40 Charles Schwab YieldPlus 40 PBMs 40 Ullico 40 Plaintiffs 40 Sanford Dumain 40 Picowers 40 funds foundations endowments 40 construed liberally 40 AGIFM 40 SEI Investments Distribution 40 FEHA 40 insured depository institutions 40 Sarbanes Oxley 40 lifestyling 40 Smart#k 40 Disclosure DAD 40 BNYM 40 FMR Corp. 40 Amerivest 40 HighTower 40 Zwerling LLP 40 prospectuses 40 Settlor 40 asbestos claimants 40 Steinepreis Paganin 40 CCCF Act 40 Highfields Capital 40 Approved Persons 40 McColl Partners 40 counterparty 40 securitization trusts 40 Federated Kaufmann Fund 40 Amended Complaint 40 Franklin Templeton Distributors 40 Certificateholders 40 indirect pecuniary 40 Phoenix Zweig Advisers 40 decumulation 40 Prudential IncomeFlex 40 counterclaims asserted 40 Bisys 40 Coverdells 40 SLUSA 40 annuitize 40 Relators 40 SMSF 40 Responsible Entity 40 ERISA preempts 40 Roark Rearden & 40 insureds 40 ROBS 40 Opes Prime Stockbroking 40 funds endowments foundations 40 Muhlenkamp 40 RiverSource Investments LLC 40 interpositioning 40 Unit Investment Trusts 40 FINRA Rule 39 Stewardship Grades 39 ® Fidelity.com 39 HRBFA 39 Fiduciary Standard 39 QIs 39 Vianale & 39 leveraged inverse 39 Ramius Capital 39 conservatorships 39 SOX whistleblower 39 AFBA 39 WTC Captive 39 ReliaStar Life Insurance 39 Regulation FD 39 fraudulent conveyances 39 Segregated funds 39 proxy solicitation 39 LDI strategies 39 party administrators TPAs 39 Zabel LLP 39 Managed Portfolio 39 Orderly Liquidation Authority 39 repudiatory 39 orderly liquidation 39 qui tam relators 39 maximizing stockholder 39 Erisa 39 Siesko Partners 39 Edelson McGuire LLC 39 investors investisseurs qualifies 39 Schwab YieldPlus Select 39 IRAs Roth IRAs 39 Eric J. O'Bell 39 Deferred Compensation 39 #b 1s 39 nonqualified 39 Michael Delikat 39 Pilgrim Baxter 39 AIK Comp 39 LLP www.girardgibbs.com 39 nonbankruptcy 39 Wolf Popper 39 http:/www.hbsslaw.com 39 GunnAllen 39 representative payee 39 accountants Arthur Andersen 39 Ptek 39 LCPI 39 QA3 39 DoubleLine Funds 39 Ascot Partners LP 39 indemnifiable 39 custodied 39 wirehouses 39 SOF ¶ 39 INVESCO PLC 39 MMA Praxis 39 Milberg Weiss Bershad Hynes 39 VIOXX Litigation 39 ExpertPlan 39 § #-#.# [004] 39 FirstPay 39 exemptive 39 Daszkal Bolton LLP 39 Payors 39 Master Servicer 39 Daifotis 39 Tenn. R. Civ 39 High Deductible 39 PlusFunds 39 grandfathering provision 39 RolloverSystems 39 CMKX 39 Loumiet 39 UNJSPF 39 custodied assets 39 Christopher J. Ailman 39 Fairfield Sentry Fund 39 Pension Benefits 39 CIKR 39 advisers IFAs 39 NASD Dispute Resolution 39 SOX compliance 39 Transamerica Asset Management 39 Invesmart 39 ultrashort bond 39 Paamco 39 Dennis D. Dammerman 39 Plaintiff alleges 39 Hagens Berman 39 FPIC Insurance 39 postpetition 39 nondiversified 39 fraudulent misappropriation 39 Regulation Section #.#-# 39 IRC § 39 PCAOB 39 Lead Plaintiff 39 ESOP Employee 39 Tweedy Browne 39 retaliatory discharge 39 Keller Rohrback 39 Motient 39 RCGT 39 update theseforward looking 39 Dodd Frank 39 transferor 39 Pzena Investment 39 MSDW 39 Civil Procedure Rule 39 Brasota 39 NYSE Amex LTS 39 PIPEs 39 Felcom 39 severely undercapitalized 39 KPMG LLP KPMG 39 insured depository institution 39 pension 39 ESOP 39 Sarbox 39 AEFA 39 advisors 39 Cypress Sharpridge 39 Rule #:#-# [002] 39 Multiemployer Pension Plan 39 Leonardo Venture 39 Credifinance 39 Gen. Laws ch 39 Bishop Soens 39 OCERS 39 Jacksha 39 joint tortfeasors 39 Laddcap 39 multiemployer plans 39 CurrencyShares Trusts 39 Kodroff PC announces 39 Accounting Oversight Board 39 Neal Moszkowski 39 d efendants 39 Public Employees Retirement 39 FLPs 39 Schulte Roth 39 SIPP Self Invested 39 Fairfield Sentry Limited 39 Wyderko 39 Proposed Rule 39 PPACA 39 QTIP trust 39 Managed Accounts 39 Unsecured Creditors 39 alternate payees 39 Ucis 39 ProShare Advisors LLC 39 ISBI 39 Wachtell 39 subaccounts 39 & Grossmann LLP 39 R certificants 39 Mutuals.com 39 AXA Equitable 39 Servicing Agent 39 Perella Weinberg Partners LP 39 visit www.nuveen.com cef 39 wirehouse advisors 39 PBHG 39 Vantagepoint 39 expressly disclaim 39 DIP lenders 39 § #A [003] 39 Medicago disclaims 39 Employee Benefit 39 Mortgage servicers 39 qui tam actions 39 Crescendo Investments 39 SIMPLE IRA 39 Sarraf Gentile LLP 39 SBCERA 39 nonlawyer 39 DTRO undertakes 39 member FINRA www.finra.org 39 assurers 39 Cabot Microelectronics assumes 39 Appointments Clause 39 FCMs 39 WisdomTree ETFs 38 Laudus Rosenberg Funds 38 Younger abstention 38 p laintiffs 38 muni bond ETFs 38 RAAs 38 MGL c 38 Proxy Statements 38 WG Trading 38 Frank Avellino 38 Squar Milner 38 iShares Funds 38 Siskinds LLP 38 Administration NCUA 38 PPIFs 38 Probate Code 38 SUTA dumping 38 NYMAGIC 38 Hamstreet 38 TPAs 38 Retirement Plans 38 rollover IRAs 38 Act FMSA 38 Pyramis Global Advisors 38 corporate governance 38 HealthEssentials 38 Harwood Feffer LLP 38 Retirement Savings 38 Stoll Keenon Ogden 38 AMVESCAP 38 Saltz Mongeluzzi Barrett 38 Form U4 38 Rooker Feldman doctrine 38 KarpReilly 38 Required Minimum Distributions 38 #k #b 38 Reincorporation 38 Long Term Equity Incentive 38 anticipatory breach 38 RightStar 38 Aleris Holding 38 Westpac TPS 38 executor 38 Subchapter S corporations 38 Socially Responsible Investing 38 Pension Benefit 38 Announces Preferred Dividends 38 merchant chargebacks 38 Beneficial Owner 38 Primecap Management 38 auditor PricewaterhouseCoopers LLP 38 muni bond 38 Kodroff PC Announces 38 FBAR reporting 38 Ted T. Cecala 38 Subrogation 38 disapplied 38 Pension 38 Triaxx 38 bookrunning manager 38 Michael Bienes 38 Complete Liquidation 38 Madpennystocks.com 38 plaintiffs appellants 38 IIROC Dealer Member 38 FIM Advisers 38 Grail Partners 38 accountant Arthur Andersen 38 decedents estates 38 Madoff Ponzi scheme 38 Dram Shop Act 38 SEP IRA 38 Fiduciary Duties 38 Rogallery.com 38 Colleen Medill 38 BAICO 38 While Izard Nobel 38 ignored disbelieved 38 WexTrust 38 legally cognizable 38 RiskMetrics ISS 38 ULLICO 38 Fiduciary Services 38 Bing Waldert 38 Sole proprietors 38 Tambone 38 MortgageIT 38 Countrywide Mozilo 38 Defined Benefit DB 38 Dataworks disclaims 38 GGCP 38 collateralization 38 Traditional IRAs 38 GunnAllen Financial 38 Ludvik Capital Inc 38 JHRPS 38 Wynnefield Group 38 Morningstar Kinnel 38 UPMIFA 38 Calstrs 38 NYLIM Retirement Plan 38 plaintiff 38 PLANSPONSOR Magazine 38 pro se litigant 38 sole proprietorship partnership 38 escrowing 38 Qui tam 38 ProShares Ultra ETFs 38 Plaintiff Complaint 38 university endowments 38 AXA Advisors 38 YOUR FUNDS 38 JovInvestment Management Inc. 38 safeharbor 38 Noteholder 38 Malcolm H. Gissen 38 Quadravest Capital Management 38 non delegable duty 38 AmerInst 38 Convoke Systems 38 SMAs 38 actuaries 38 Advisor LLC LMPFA 38 Pimco Advisors 38 Invesco Advisers Inc. 38 Plaintiffs Complaint 38 Real Estate Settlement Procedures 38 PrivateBank delivers 38 WHG LargeCap Value 38 Annaly manages 38 Wilshire Enterprises 38 Backstop Parties 38 Madoff ponzi scheme 38 prebankruptcy 38 Madoff feeder 38 Variable Annuity Life 38 www.sipc.org 38 obligor 38 hedge fund managers 38 agents privies 38 Debtor 38 Leerink Swann LLC 38 visit www.fidelity.com 38 Magicalia privacy 38 Salomon Brothers Asset Management 38 Stember Feinstein Doyle 38 Pension Plan 38 Linsco Private Ledger 38 Polycomp 38 Municipal Employees Retirement System 38 CFOs Controllers 38 Pullen LLP 38 FundVest 38 Miller Buckfire & 38 acquire Macquarie Instalments 38 Defined Contribution Retirement 38 insured depositories 38 Collateralized debt 38 EquityStar 38 FDCPA 38 Altegris 38 attorney Reed Oslan 38 Defined Benefits 38 Common Retirement 38 EarlyBirdCapital Inc. 38 Hybridan LLP 38 Idaho PERSI 38 ISS RiskMetrics Group 38 Accredited Investor 38 Bankruptcy Trustee 38 Hotstockpress.com 38 swap counterparty 38 qui tam provisions 38 Plaintiffs Counsel 38 RISK MANAGEMENT 38 Hototc.com encourages readers 38 intentional torts 38 derivative counterparties 38 DoL 38 QIOs 38 Wolf Haldenstein 38 SFOs 38 Qualified Intermediaries 38 RidgeWorth Funds 38 Kelmoore 38 securities laws 38 Christopher Ailman 38 CUTPA 38 QDRO 38 DTR#.#.# 38 & Sailer LLP 38 TriPoint Global Equities 38 ISIM undertakes 38 Rollover IRAs 38 Mr. Patriarco 38 readily ascertainable 38 MassMutual 38 ActiFi 38 Bankruptcy Code 38 SIMPLEs 38 investors investisseurs 38 DIP Lenders 38 Quadravest 38 Invesmart Advisors 38 CalPers 38 visit www.CFP.net 38 Private Wealth Advisors 38 GoodHaven 38 Scott Lassar 38 Merkin Ascot 38 Investment Advisers 38 Ovitz severance 38 trustee 38 DGCL 38 UMAs 38 Shubin Stein 38 damages proximately caused 38 PPIF 38 respondeat superior 38 Prospectuses 38 ReliaStar 38 Sandra Manzke 38 Eyrich LLC 38 CSRT panels 38 Automatic Rollover 38 Governance Professionals 38 ALJs 38 LUCRF 38 variable annuities 38 Bernstein Litowitz 38 investment advisors RIAs 38 advisors FSI Newsbrief 38 IFAs 38 EBSA 38 negligent misrepresentation breach 38 USI Affinity 38 Actuaries ASPPA 38 RetirementReady 38 Inviva 38 AMLP 38 Investment Counsel 38 fi ling 38 PBG undertakes 38 CFP Board 38 Consolidated Supervised Entities 38 member Alfred Villalobos 38 GPAM 38 DISMISSED WITH PREJUDICE 38 CFP designation 38 Ms. Borzi 38 nonspouse beneficiary 38 Restated Agreement 38 VFRAs 38 CLASS ACTION 38 Mr. Paulenoff opinions 38 Girard Gibbs 38 PRIAC 38 OCGA § #-#-# [003] 38 b ds 38 Registered Broker Dealer 38 tax accrual workpapers 38 pensions endowments foundations 38 FoHFs 38 CitiStreet 38 confi dential 38 Schedule #N 38 Pre Arranged 38 Gabelli Funds 38 State Teachers Retirement 38 Koskie Minsky 38 Movants 37 Law Debenture 37 adjudicative 37 Rule #b# 37 OCGA § #-#-# [004] 37 misselling 37 GIANNOULIAS 37 Mann Bracken 37 AND ADJUDGED 37 GrowthPoint 37 Health Reimbursement Arrangement 37 Sentry Select 37 Manville Personal Injury 37 § #-#-# [007] 37 DeSano 37 NREIS 37 Beneficiary Associations 37 PBGC insures 37 Liquidating Trust 37 SmartGrowth ® 37 UBTI 37 SIPC http:/www.finra.org 37 subrogate 37 FCRA 37 Security Assessor QSA 37 requisite scienter 37 joint bookrunning 37 TD AMERITRADE Clearing 37 interpleader action 37 Milberg Weiss 37 SteelPath 37 Roth IRA conversion 37 PwCIL 37 Ameritas 37 managers Ralph Cioffi 37 Solus Alternative Asset Management 37 retirees 37 Lumbermens 37 RiverSource 37 Noteholders 37 viatical investments 37 Gramm Leach Bliley GLB 37 SMSF trustee 37 General Electric MediTech 37 FINRA broker dealer 37 preretirees 37 MedCap 37 subadvised 37 Chimicles & 37 SPIAS 37 Jackwig 37 CCRx 37 lump sum payouts 37 Goldfarb Branham 37 AIFMs 37 Pension SIPP 37 STOLI transactions 37 Fairfield Sentry 37 Barbara VanScoy 37 Archeus 37 Eitan Kimelman 37 Underfunded pension 37 Rule #b 37 affirmative misrepresentations 37 & Toskes reminds